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  4. Enforcement and investigation as supervisory tools: how regulators are shaping asset management conduct in 2026

35th IBA Global Challenges and Opportunities for the Asset Management Industry Conference

7 Jun - 9 Jun 2026

Session information

Enforcement and investigation as supervisory tools: how regulators are shaping asset management conduct in 2026

Tuesday 9 June (1445 - 1530)

Gmail Yahoo Apple / Outlook

Description

  • Top-of-mind enforcement themes for asset managers
  • Are regulatory practices stifling or facilitating innovation?
  • Is “regulation by enforcement” converging or diverging across markets?
  • Investigations in practice: from inquiry to resolution

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