Session Details Page | International Bar Association

IBA Global Challenges and Opportunities for the Asset Management Industry Conference

9 Jun - 11 Jun 2024

Session information

How are enforcement issues driving compliance agendas globally? The view from the trenches in 2024

Tuesday 11 June (1045 - 1145)

Description

•   How are asset managers managing enterprise-wide compliance and enforcement risks in a complex world?
•   Is so-called ‘regulation by enforcement’ a global trend?
•   What are the top-of-mind compliance/enforcement issues and risk factors driving compliance agendas?
•   How are AI systems and technology supporting operational compliance and creating new enforcement challenges?

Session / Workshop Chair(s)

Peter Pound	Morgan Lewis, Boston, Massachusetts, USA

Speakers

Adam Aderton	Willkie Farr & Gallagher LLP, Washington, District of Columbia, USA
Catherine Chamberlain	Vanguard Investments Canada Inc, Toronto, Ontario, Canada
Eliza Dungworth	Fidelity International, London, England
Tim Lewis	Travers Smith, London, England

Session presentations

How are enforcement issues driving compliance agendas globally? The view from the trenches in 2024

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