39th IBA International Financial Law Conference
15 May - 17 May 2024
Session information
Whistleblowing and investigation in financial institutions
Friday 17 May (0930 - 1045)
Description
Regulatory and public scrutiny of financial institutions shows no signs of lessening. Regulators and the public increasingly look to ‘whistleblowers’ to expose wrong-doing and unethical behaviour within regulated firms and the resulting internal and external investigations can be complex, time consuming and resource intensive. The panel will examine these trends from a cross-jurisdictional perspective and will provide practical guidance for lawyers called upon to advise institutions dealing with these issues.
Session / Workshop Chair(s)
| Liam Flynn | Mason Hayes & Curran, Dublin, Ireland; European Regional Forum Liaison Officer, Banking & Financial Law Committee |
| Andrea Huber | Pestalozzi Attorneys at Law Ltd, Zürich, Switzerland; Vice Chair, Banking Regulation Subcommittee |
Speakers
| Gabrielle Friedman | Lankler Siffert & Wohl LLP, New York, New York, USA |
| Jane Anne Negi | BMO Finance Group , Dublin, Ireland |
| Daniel S Weber | Barandun AG, Zürich, Switzerland |